Compliance Associate - Strategy, Brand & Marketing - 12 month FTC

About us  At Davy, it’s the unique talents of all our people that have been the foundations of our success for 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.   At Davy, you are the difference.    Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.   Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.  

About the role  An exciting opportunity has opened up in Strategy Brand and Marketing Team. In the role, the successful candidate will:  External Communications • Be accountable for the design and operationalisation of systems which assure the quality, completeness and regulatory compliance of our marketing communications. Relevant regulations include MiFID II, the CBI Consumer Protection Code 2025 and the Data Protection Act (2018). • Will require engagement with, and co-ordination of, multiple stakeholders across our marketing, wealth and capital markets team, as well as the maintenance of close working relationships with risk and compliance colleagues. • The role will report to the Head of Marketing Communications within the Strategy, Brand and Marketing team but operate cross-functionally. • Own procedure documents related to external comms process. • Carry out assurance work for process.

Reputation and Strategy • Review of reputation policy and related procedures. Ownership of disseminating policy and procedures across Davy. • Manage reputation MI with SBM. • Comprehensive review of strategy and reputation-related risks, assuring the completeness of related coverage in our existing policy architecture. • Updating policy and procedures if needed.

• Reviewing and evolving processes, procedures and controls which give operational expressions to our risk policies around strategy and reputation.

1LOD • Designing and executing an assurance programme to test existing controls, making recommendations for change including control additions; • Recording and investigating relevant operational incidents, errors or near misses, evolving controls to mitigate their occurrence into the future; • Prepare regular risk and control reports for management.