Compliance Officer (Lyon, France)

ARCHIMED Luxembourg, Luxembourg
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Location : LYON, FRANCE

About ARCHIMED With offices in Europe, North America and Asia, ARCHIMED is a leading investment firm focused exclusively on healthcare industries. Its mix of operational, medical, scientific and financial expertise allows ARCHIMED to serve as both a strategic and financial partner to healthcare businesses. Prioritized areas of focus include Biopharma Products, Consumer Health, Healthcare IT, In Vitro Diagnostics, Life Science Tools & Biologic Services, MedTech, and Pharma Services. ARCHIMED helps partners internationalize, acquire, innovate and expand their products and services. ARCHIMED manages €8 billion across its various funds, including the largest healthcare-only private equity fund raised by a European-based General Partner. Since inception, ARCHIMED has been a committed Impact investor, both directly and through its EURÊKA Foundation.

The Team • An international team (with more than 38 nationalities) with complementary education and experience in the investment, medical, scientific, strategic and operational sectors • Composed of alumni from: INSEAD, Berkeley, Georgetown, Bocconi, HEC Paris, Ponts et Chaussées, ESSEC, Imperial College, Dartmouth, etc. • Professional backgrounds: Private Equity (3i, Siparex, USS Ltd, Barings, capiton), Consulting (A.T. Kearney, Bain, McKinsey), M&A (Lazard, EY, KPMG, PwC), Industry (Biotronik, Cerba, Pharmacy, Veterinary)

ROLE OVERVIEW Reporting to the RCCI, the Compliance Officer will be responsible for a broad range of compliance and regulatory matters covering ARCHIMED's AIFM-regulated activities and the retail focused product offering of  ARCHIMED's evergreen fund strategy, MED Access. ARCHIMED The successful candidate will be a key point of contact for regulatory matters, internal teams, and external stakeholders, and will contribute to maintaining a strong compliance culture across the firm.

KEY RESPONSIBILITIES 1.  AIFM Regulatory Compliance • Monitor and update the regulatory mapping applicable to ARCHIMED's activities as an AMF-authorised AIFM, covering Directive 2011/61/EU, its Level-II Regulation (EU) 231/2013, and the AMF General Regulation • Maintain and update internal policies and procedures in line with regulatory requirements applicable for an AMF • Coordinate preparation and submission of AMF and CSSF regulatory filings, including Annex IV AIFMD reporting, and manage interactions with the AMF on supervisory matters • Monitor legislative and regulatory developments (AIFMD II, MiFID, SFDR, CBDF Directive, ELTIF 2.0) and assess their impact on ARCHIMED's operations

2.  Retail Products & ELTIF Compliance • Support the compliance framework for MED Access, ARCHIMED's evergreen fund strategy distributed to retail and semi-professional investors, including FCPR and ELTIF 2.0 vehicle compliance • Monitor compliance with the ELTIF Regulation (EU) 2015/760 as amended by ELTIF 2.0 (EU) 2023/606, including portfolio composition rules, liquidity requirements, leverage limits and investor eligibility conditions • Review and validate marketing communications to ensure compliance with applicable marketing regulation • Liaise with the AMF on retail fund authorisation, marketing approval, and any investor protection matters related to retail distribution

 3.  AML/KYC & Investor Onboarding • Maintain and update ARCHIMED's AML/CTF framework in compliance with French and Luxembourg LCB-FT regulations and applicable EU directives (AMLD5/6, AMLA) • Review and validate KYC/AML files for institutional, professional and retail investors, including PEP and sanctions screening • Manage the LP exclusion and ongoing monitoring process, including adverse media screening and periodic KYC refresh

 4.  ESG & Sustainable Finance Compliance • Control SFDR entity-level and product-level compliance (Article 8 and Article 9 fund disclosures, PAI statements, periodic ESG reports) • Monitor evolving ESG regulatory requirements including the EU Taxonomy, CSRD and the ESMA Guidelines on fund names

 5.  Internal Controls & Governance • Contribute to the design and execution of the annual compliance control plan • Manage independently and effectively a portfolio of compliance controls and projects • Prepare compliance reports for the Management Committee, Board and LPAC as required • Organise and deliver compliance training for investment, investor relations and operations teams